Officers or owners of public companies are individuals that make executive decisions on behalf of a publicly-traded company, own 10% or more of a publicly-traded company, and/or have someone in their household who does.
For regulatory purposes, if you identify as an officer and/or owner of a public company during onboarding, OneVest will follow up to confirm:
- the company name(s),
- the position(s) that you're associated with,
- the stock ticker and exchange it appears on.
If you do not currently identify as an officer and/or owner of a public company, but your status changes in the future while being on the OneVest platform, you need to disclose these details so that OneVest can update your profile.
If you have any questions, you can always reach out to our support team.